This agreement of terms and conditions is entered into between Vampmarkets Ltd and its client. At Vampmarkets Ltd the following terminology applies to these Terms and Conditions, Privacy Statement and Disclaimer Notice and all Agreements: “Clients”, “You” and “Your” refers to you, the person complaint to The Company’s terms and conditions. “The Company”, “Broker-Dealer”, “Stock-Broker”, “Ourselves”, “We”, “Our”, “Us”, “It” and “Its”, refers to our Company. “Party”, “Parties”, or “Us” refers to both the Client and ourselves. All terms refer to the offer, acceptance and consideration of payment necessary to undertake the process of our assistance to the Client in the most appropriate manner for the express purpose of meeting the Client’s needs in respect of provision of the Company’s stated services, in accordance with and subject to, prevailing law of the United States of America. Any use of the above terminology or other words in the singular, plural, capitalization and/or, he/she, him/his/her or they, are taken as interchangeable and therefore as referring to same. Vampmarkets Ltd is a registered company under The Investment Company Act of 1940. In our capacity as a broker-dealer and in connection with your brokerage account, we may provide a number of services related to investments in securities, including (but not limited to): taking customer orders and executing securities transactions; custody, investment research; and providing general information regarding financial products. We may also provide recommendations concerning whether to buy, sell, or hold securities. We do not charge a separate fee for such recommendations because we consider them to be part of our brokerage services. However, you pay us commissions and other applicable fees each time we execute a transaction in your brokerage account. At times, we are also paid by third parties and in connection with your investment decisions. In our capacity as a broker-dealer we do not make investment decisions for you or manage your accounts on a discretionary basis. This means that we will buy or sell securities only when you direct us to do so. When we act in our capacity as a broker, we are subject to the Securities Exchange Act of 1934, the Securities Act of 1933, the rules of self-regulatory organization, such as the Financial Industry Regulatory Authority, and applicable state laws. Applicable rules and regulations generally require that;

• We have a reasonable basis for believing that any securities recommendations we make to you are suitable for you, in light of what we know about your individual financial circumstances, needs and goals.
• We deal fairly with you, meaning that the prices you receive when we execute transactions for you must be reasonable and fair in light of prevailing market conditions and that the commissions and other fees we charge you must not be excessive.

Hereon the client is considered as desirous to invest/trade in stocks, securities and other instruments admitted to the dealings on the exchange as defined in the rules, Byelaws and regulations of The United States Securities and Exchange commission herein referred to as SEC.
Whereas the client has satisfied itself of the capacity of the deal in securities and/or deal in derivatives contracts and wishes to execute its orders through the stock broker and the client shall from time to time continue to satisfy itself of such capability of the stock broker before executing orders through us.
Whereas the stock broker has satisfied and shall continuously satisfy itself about the genuineness and financial soundness of the client and investment objectives relevant to the services to be provided; and
Whereas the stock broker has taken steps and shall take steps to make the client aware of the precise nature of the stock broker’s liability for business to be conducted, including any limitations, the liability and the capacity in which the stock broker acts.
WHEREAS the stock broker and the client agree to be bound by the Rules, Bye-laws and Regulations of the Exchange and circulars issued thereunder and Rules and Regulations of SEC and relevant notifications of Government authorities as may be in force from time to time.
Now, therefore, in consideration of the mutual understanding as set forth in this agreement, the parties thereto have agreed to the following Terms and Conditions:

1. The client agrees to immediately notify the stock broker in writing if there is any change in the information in the client investment account opening form provided by the client to the broker at the time of opening the account or at any time thereafter.
   2. The stock broker declares that it has informed the client of the risks involved in trading the stock market and made him/her aware of the significance of this knowledge. However the stock broker is to ensure that trades are executed with minimal or considerable risk as possible. Hereon the client agrees that:
2. He/she understands the risks involved in trading on a stock exchange.
3. He/she shall be wholly responsible for all his/her investment decisions while the stock broker serves as an intermediary for the trades.
4. The failure of the client to understand the risk involved shall not render a contract as void or voidable and the client shall be and continue to be responsible for all the risks and consequences for entering into trades in the segments in which the client chose to trade.
5. The client agrees to pay The Company brokerage and statutory levies as are prevailing from time to time and as they apply to the client’s account, transactions and to the services the stock broker renders to the client. The stock broker agrees that it shall not charge brokerage more than the maximum permissible as per the rules, regulations and bye-laws of the relevant stock exchange/SEC.
6. The client agrees to-abide by the exposure limit, if any, set by the stock broker or by the Exchange or The Company or SEC from time to time.
7. Without prejudice to the stock broker’s other rights (including the right to refer a matter of arbitration), the stock broker shall be entitled to liquidate/close out all or any of the client’s open positions for non-payment of margins or other amounts, outstanding debts, etc. and adjust the proceeds of such liquidation/close out, if any, against the client’s liabilities/obligations. Any and all loses and financial charges on account of such liquidation/closing-out shall be charged to and borne by the client.
8. The stock broker agrees that the money/securities deposited by the client shall be kept in the client’s unique investment account/wallet and shall not be used by the broker-dealer for itself or for any other client or for any purpose other than the purposes mentioned in SEC Rules, Regulations and Bye-laws.
9. The client agrees to immediately furnish information to the stock broker in writing, if any winding up petition or insolvency petition has been filed or any winding up or insolvency order or decree or award is passed against him/her or if any litigation which may have material bearing on his/her capacity has been filed against him.
10. The stock broker agrees to inform the client and keep him/her apprised about trading/settlement cycles, delivery/payment schedules, any changes therein from time to time, and it shall be the responsibility in turn of the client to comply with such schedules/procedures of the relevant stock exchange.
11. In the event of death or insolvency of the client otherwise becoming incapable of receiving and paying for or delivering or transferring securities which the client has ordered to be bought or sold, the stock broker may close out the transaction of the client and claim profit or losses, if any, against the estate of the client. The client or his/her successor(s) shall be entitled to any surplus which may result there from.
12. The stock broker agrees that it shall co-operate in redressing grievances of the client in respect of transactions routed through it and in removing objections for bad delivery of shares, rectification of bad delivery, etc. in respect of shares and securities delivered/to be delivered or received/to be received by the client.
13. The stock broker shall continue to be responsible for replacing bad deliveries of the client in accordance with applicable “Good and Bad delivery norms” even after termination of the agreement and shall be entitled to recover any loss incurred by him/her in such connection from the client.
14. The stock broker shall ensure due protection to the client regarding client’s rights to dividends, rights or bonus shares, etc. in respect of transactions routed through it and it shall not do anything which is likely to harm the interest of the client with whom and for whom it may have had transactions in securities.
15. The client and the stock broker agree to refer any claims and/or disputes to arbitration as per the Rules, Bye-laws and Regulations of the Exchange and circulars issued thereunder as may be in force from time to time.
16. The stock broker hereby agrees that he shall ensure faster settlement of any arbitration proceedings arising out of the transactions entered into between it and the client and that it shall be liable to implement the arbitration awards made in such proceedings.
17. Information about default in payment/delivery and related aspects by a client shall be brought to the relevant stock Exchange(s). In case where defaulting client is a corporate entity/partnership/proprietary firm or any other artificial legal entity, then the name(s) of director(s)/promoter(s)/partner(s)/proprietor as the case may be, shall also be communicated to the relevant stock exchange(s).
18. The stock broker and the client agree to reconcile their accounts at the end of each quarter with reference to all settlements where payouts have been declared during the quarter.
19. The stock broker and the client declare and agree that the transactions executed on the Exchange are subject to Rules, Bye-laws and Regulations and circulars issued thereunder of the exchange and all parties to such trade shall have submitted to the jurisdiction of such court as may be specified by the Bye-laws and Regulations of the Exchange for the purpose of giving effect to the provisions of the Rules, Bye-laws and Regulations of the Exchange and the circulars issued thereunder,
20. The instructions issued by an authorized representative, if any, of the client shall be binding on the client in accordance with the letter authorizing the said representative to deal on behalf of the said client.
21. Where the Exchange cancels trade(s) suo moto all such trades including the trade(s) done on behalf of the client shall ipso facto stand cancelled.
22. This agreement shall forthwith terminate; if the stock broker for any reason ceases to be a member of the stock exchange including cessation of membership by reason of the stock broker’s default, death, resignation or expulsion or if the license issued by the Board is cancelled.
23. The stock broker and the client shall be entitled to terminate this agreement without giving any reasons to the other party, after giving notice in writing of not less than one month to the other parties. Notwithstanding any such termination, all rights, liabilities and obligations of the parties arising out of or in respect of transactions entered into prior to the termination of this agreement shall continue to subsist and vest in/be binding on the respective parties or his/its respective heirs, executor, administrators, legal representatives or successors, as the case may be.
24. In addition to the specific rights set out in this Agreement, the client and the stock broker shall be entitled to exercise any other rights which the client and the stock broker may have under the Rules, Bye-laws and Regulations of the Exchange and circulars issued thereunder or Rules and Regulations of SEC.
25. Words and Expressions which are used in this agreement, but which are not defined herein shall, unless the content otherwise requires, have the same meaning as assigned thereto in the Rules, Bye-laws and Regulations of the Exchange and circulars issued thereunder.
26. The provisions of this agreement shall always be subject to Government notifications, any rules, regulations, guidelines and circulars issued by SEC and Rules, Regulations and Bye-laws of the relevant stock exchange that may be in force from time to time.
27. The stock broker hereby undertakes to maintain the details of the client as provided in the investment account opening form or any other information pertaining to the client in confidence and that it shall not disclose the same to any person/authority except as required under any law/regulatory requirement.

This agreement can be altered, amended and/or modified by the parties mutually in writing without derogating from the contents of this Agreement. Provided however, if the rights and obligations of the parties hereto are altered by virtue of change in Rules and Regulations of SEC or Bye-laws, Rules and Regulations of the relevant stock Exchange, such changes shall be deemed to have been incorporated herein in modification of the rights and obligations of the parties mentioned in this agreement.